SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

Liquid Holdings Group, Inc.

(Name of Issuer)

Common Stock, par value $.0001 per share

(Title of Class of Securities)

53633A 101

(CUSIP Number)

Douglas Von Allmen

9 Isla Bahia

Fort Lauderdale, Florida 33316

Telephone: 954-463-7699

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

April 29, 2014

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ].

Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)

CUSIP No.: 53633A 101

CUSIP No.: 53633A 101

CUSIP No.: 53633A 101

CUSIP No.: 53633A 101

CUSIP No.: 53633A 101

CUSIP No.: 53633A 101

CUSIP No.: 53633A 101

CUSIP No.: 53633A 101

EXPLANATORY NOTE

This Amendment No. 3 to Schedule 13D (this “Amendment No. 3”) is being filed with respect to the beneficial ownership of common stock, par value $0.001 per share (the “Common Stock”), of Liquid Holdings Group, Inc. (“LIQD”, the “Issuer” or the “Company”). This Amendment No. 3 supplements Item 3, and amends and restates in its entirety Item 5, of the Schedule 13D originally filed on August 12, 2013 (as amended).

The source and amount of funds (excluding fees and expenses) used by the Reporting Persons in making the open market purchases of Common Stock referenced in Item 5(c) below is $59,858.00 from personal funds of Douglas Von Allmen and Linda Von Allmen.

(a) See chart below, which information is given as of the end of business on April 29, 2014. The percentages set forth in this response are based on 24,771,828 shares of Common Stock outstanding as of April 1, 2014 as reported in the Issuer’s Schedule 14A filed on April 22, 2014.

(b) Mr. Von Allmen and Mrs. Von Allmen have shared power, and D&L Partners and D&L Management each have sole power, to vote or direct the vote of and to dispose or direct the disposition of the 5,511,141 shares of Common Stock held by D&L Partners. Mrs. Von Allmen and the Trust each have sole power to vote or direct the vote of and to dispose or direct the disposition of the 690,500 shares of Common Stock held by the Trust. Mr. Von Allmen, VA Partners and VA Family each have sole power to vote or direct the vote of and to dispose or direct the disposition of the 219,556 shares of Common Stock held by VA Partners. Mr. Von Allmen and NGNG each have sole power to vote or direct the vote of and to dispose or direct the disposition of the 110,258 shares of Common Stock held by NGNG.

(c) The Reporting Persons did not effect any transactions in the Common Stock since the filing of Amendment No. 2 to Schedule 13D on March 6, 2014, other than the following:

(d) Not applicable.

(e) Not applicable.

SIGNATURES

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct.

Dated: April 30, 2014

Douglas Von Allmen

D&L Management Corp.

D&L Partners, L.P.

VA Family, LLC

Von Allmen Partners, L.P.

NGNG, Inc.